UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class B ordinary shares, par value $0.0001 per share | (1) | (1) | Class A ordinary shares, par value $0.0001 per share | 7,613,335 (2) (3) | $ (1) | I | See Footnotes (2) (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Poulin Joe C/O SOAR TECHNOLOGY ACQUISITION CORP. 228 PARK AVE S PMB 74335 NEW YORK, NY 10003 |
X | X | Chief Executive Officer | |
JPK Seed Capital, LLC C/O SOAR TECHNOLOGY ACQUISITION CORP. 228 PARK AVE S PMB 74335 NEW YORK, NY 10003 |
X | |||
SOAR Technology Sponsor, LP C/O SOAR TECHNOLOGY ACQUISITION CORP. 228 PARK AVE S PMB 74335 NEW YORK, NY 10003 |
X |
/s/ Mark J. Coleman, as attorney-in-fact for Joe Poulin | 09/15/2021 | |
**Signature of Reporting Person | Date | |
/s/ Mark J. Coleman, as Managing Member of JPK Seed Capital, LLC | 09/15/2021 | |
**Signature of Reporting Person | Date | |
/s/ Mark J. Coleman, as Authorized Person for SOAR Technology Sponsor, LP | 09/15/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Class B ordinary shares of SOAR Technology Acquisition Corp. (the "Issuer"), par value $0.0001 per share (the "Class B Ordinary Shares"), are convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253273) (the "Registration Statement") and have no expiration date. |
(2) | The 7,613,335 Class B Ordinary Shares are directly held by SOAR Technology Sponsor, LP (the "Sponsor"). JPK Seed Capital, LLC ("JPK Seed") is the general partner of the Sponsor, and JPK Seed is controlled by Joe Poulin, the Chairman and Chief Executive Officer of the Issuer. The shares beneficially owned by the Sponsor may also be deemed to be beneficially owned by JPK Seed and Joe Poulin. JPK Seed and Joe Poulin disclaim beneficial ownership of any shares held by the Sponsor other than to the extent of any pecuniary interest they may have therein. |
(3) | The 7,613,335 Class B Ordinary Shares include up to 1,000,000 Class B Ordinary Shares that are subject to forfeiture depending on the extent to which the underwriters' over-allotment option is exercised as described in the Registration Statement. |
Remarks: Exhibit 24.1: Power of Attorney |